FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
DISH Network CORP [ DISH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/02/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 2,144,511 | D | ||||||||
Class A Common Stock | 14,320 | I | I(1) | |||||||
Class A Common Stock | 235 | I | I(2) | |||||||
Class A Common Stock | 19,480 | I | I(3) | |||||||
Class A Common Stock | 1,920 | I | I(4) | |||||||
Class A Common Stock | 27,000 | I | I(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (6) | 12/02/2013 | G(7)(8) | V | 10,382,735 | (6) | (6) | Class A Common Stock | 10,382,735 | (6) | 19,615,537 | I | I(7)(8) | ||
Class B Common Stock | (6) | 12/02/2013 | G(7)(8) | V | 3,276,363 | (6) | (6) | Class A Common Stock | 3,276,363 | (6) | 201,826,858 | D |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The shares are held by a custodian for the reporting person's children. The reporting person disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
2. Held by Ms. Cantey M. Ergen. |
3. Held by Mr. Charles W. Ergen in a 401(k) account. |
4. Held by Ms. Cantey M. Ergen in a 401(k) account. |
5. The shares are held by a charitable foundation. The reporting person is an officer of the charitable foundation and has both investment control and voting power for the foundation. The reporting person disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
6. The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. |
7. Pursuant to the terms of the Ergen Three-Year 2010 DISH GRAT, 1,591,150 shares were distributed as an annuity to Mr. Ergen on December 2, 2013, with the remaining 7,106,372 shares distributed to trusts for the reporting persons' family members. Trusts for the reporting persons' family members hold 16,992,813 shares following this distribution. Following these distributions, the Ergen Three-Year 2010 DISH GRAT expired pursuant to its terms. |
8. Pursuant to the terms of the Ergen Four-Year 2010 DISH GRAT, 1,013,067 shares were distributed as an annuity to Mr. Ergen on December 2, 2013, with the Ergen Four-Year 2010 DISH GRAT retaining 9,192,670 shares. The Ergen Four-Year 2010 DISH GRAT expires on November 30, 2014. Pursuant to the terms of the Ergen Five-Year 2010 DISH GRAT, 672,146 shares were distributed as an annuity to Mr. Ergen on December 2, 2013, with the Ergen Five-Year 2010 DISH GRAT retaining 10,422,867 shares. The Ergen Five-Year 2010 DISH GRAT expires on November 30, 2015. |
Remarks: |
Charles W. Ergen, by Brandon Ehrhart, his Attorney in Fact | 12/04/2013 | |
Cantey M. Ergen, by Brandon Ehrhart, her Attorney in Fact | 12/04/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |